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Moderator: April Hamilton self-published two novels as Kindle e-books recently. The views here are her own, and we’ll welcome other perspectives. – D.R.

Read many good books lately? Me neither, and as both a reader and novelist, I wanted to know why. What I’ve learned is by turns shocking and troubling.

Thanks to over two decades of consolidation, the U.S. publishing industry is now lorded over by just six media megaconglomerates, Viacom, Time Warner and News Corp. among them. If these names sound familiar, it’s because they belong to the artistic visionaries who brought us The Moment of Truth TV show, virtually every Adam Sandler movie ever made, People magazine and much more of the same. They’ve made a lucrative science of cranking out the media equivalent of junk food: overpackaged, overhyped, disposable distractions that never turn out to be quite as satisfying as they looked in the ad, and sometimes even leave you feeling a little guilty. To the media megas, the decision of whether or not to acquire any property, be it a manuscript, screenplay, or video of the starlet du jour going commando, hinges on just one question: how much money do we stand to make on this?

Greedy and blockbuster-centric

Media megas have a right to make a buck just like any other business, but the greedy, blockbuster-centric mentality they’ve used to bring the mainstream film and TV industries to heel is now being forcibly applied to book publishing. In a 2006 Wall Street Journal piece entitled The Hot New Advance: $0, Vanguard Press publisher Roger Cooper said, “Publishing is now very much like opening weekend grosses in the movie business, it’s about exploding out of the box and selling as many copies as possible.” The article spoke of the casino-like environment of the new publishing world, in which newly-released books have only a week or two to hit big before being relegated to the back of the store. As National Writers Union VP Phil Mattera said in his eye-opening 1998 article ‘Crisis of the Midlist Author in American Book Publishing,’ “Hardcover publishers lose money on most of their titles and depend greatly on a few bestsellers…the large publishers are increasingly inclined to concentrate their resources on books that have the greatest potential to become bestsellers. Like Hollywood, book publishing has become a business driven by the quest for blockbusters.”

In the 2002 writingonyourpalm.net article “What’s Wrong With Publishing,” writer Jeff Kirvin laments, “In a business that traditionally makes maybe 4-6% profit in a good year, today’s stockholders are demanding 15-18%. That’s a lot of pressure for editors and publishers to find books that will sell. Gone are the days when a publisher could nurture a writer with potential through several lackluster efforts. Today’s editors can’t afford a single flop.” Kirvin’s right; in his Report to the Authors Guild Midlist Books Study Committee in 2000, David D. Kirkpatrick reports average industry profit margins of 5%, with the highest end of the scale at just 10%. Clearly, media mega execs do not accept the fact that they can’t get blood from a stone. They seem to think the stone just hasn’t been fully leveraged yet.

Hands around the neck

Media megas typically hedge their movie bets by opening new films on as many screens as possible, to sell as many tickets as quickly as they can and keep a step ahead of any potentially bad word of mouth for at least a few days. They’ve found a way to apply a similar scheme to books: they pay for prime real estate in bookstores to ensure their products will monopolize the display racks at the entrance to the store. They offer large discounts to booksellers on certain titles in exchange for maximum display space, reduced retail pricing and 2-for-1 deals in stores. “The front of the store can’t respond to market forces if something from the back takes off, because that space is sold. So the big chains have their hands around the neck of the trade, and independents must look elsewhere,” says Anthony Cheetham, chairman of independent Quercus Publishing, in a Publishers Weekly article in March 2008.

Worse yet, the “back” of the store is getting smaller all the time. Anyone who’s been to a Borders or Barnes and Noble lately knows that books seem like the least of their offerings anymore; next to the incredible shrinking book department, I find DVDs, CDs, stationery, candy, iPod accessories, games and even cosmetics in my local store. Struggling Borders is experimenting with a few different strategies in its flagship Ann Arbor, MI store, and The Detroit News reports that chief among them is a 5 – 10% reduction in book stock. The store no longer carries books that move only 1 or 2 copies a month, and the liberated shelf space is being used to display more books “face out”: with the front covers, rather than the spines, facing into the aisle. The bad news for all of us is that the store is reporting a spike in book sales since the change, which means the same strategy will no doubt be coming to a bookseller near you in the coming months.

And what will be facing out at us on store shelves, if we make it past the barrage of hard-sell displays at the front entrance? Nonfiction, reliably-earning genre fare (i.e., romance, horror, sci fi, fantasy), recent bestsellers and award winners. The media megas have abandoned what was once known as the “midlist,” that part of a publisher’s catalog comprised of books expected to sell no more than between 5,000 and 40,000 copies in their first print run. Scores of authors with many published books and a loyal readership have been cut loose by their former publishers on the grounds that while they may be successful, they’re not quite successful enough. In her storytellersunplugged piece “Singin’ the midlist blues,” author Alma Alexander describes her unexpectedly precarious career status in the wake of a well-received run of books that sold well enough to be released in multiple editions and languages, yet failed to “break out.”

Dissing serious midlist writers

The few authors still on the megas’ payroll aren’t necessarily faring much better than their downsized peers, though. “There was a time when writers of serious books not destined to become bestsellers could expect to get contracts from publishers that included decent terms and large enough advances to survive until the next book. Today such expectations are rarely met…While publishers lavish large sums of money and lots of attention on a few high-profile authors,” says Mattera, “conditions have grown increasingly bad for those writers known as midlist authors.” Advances are shrinking and promotion has turned into a vicious circle for authors: they can’t get their media mega publisher to spend money on promotion until they’ve proven their books will sell, but their books won’t sell without promotion. Yet if an author’s book doesn’t earn enough he’ll be dropped by his current publisher (along with all their many imprints), and viewed as damaged goods by the few other publishers in town.

Non-bestselling authors often find they have little choice but to take their meager, long-awaited advances and immediately spend the funds on their own marketing campaigns. Accurate statistics in this area are hard to come by, but a figure frequently quoted at writers’ seminars is this: fewer than 200 American fiction writers earn enough money to support themselves through book sales alone.

The stigma

When this type of slow, inexorable crawl toward mediocrity and scorn for artists came about in film and music, hopefuls jumped at the chance to take their careers into their own hands by going independent. You may wonder, as I have, why writers aren’t following suit now that we have quality, affordable tools at our disposal to publish, distribute and market our books without any help or involvement from mainstream publishers. Given print on demand (POD), e-book technologies, Web 2.0 and the fact that Amazon is now the #2 bookseller in North America and #1 worldwide, going to a mainstream publisher for big, steaming helpings of rejection, disrespect and poverty-level wages is looking less like a viable career path and more like masochism all the time. So why aren’t writers going indie in droves? In a word, stigma.

Before consolidations began, back in the days when publishers generously dotted the landscape of America, there was a lot of truth in the assumption that the only author who resorts to self-publication is an author whose work isn’t good enough to attract a “real” publisher. This is clearly no longer true, but the characterization of self-published authors as talentless hacks persists in the publishing industry.

On her Gather blog, novelist M. Margaret Neil writes about a seminar with a well-known book doctor, “One nugget really got my attention. When writing a query letter and listing your credentials, he said, whatever you do, if you’ve self-published, don’t include that information!” In another seminar at the same conference, the editor-in-chief of a small press “went on to caution us that a first-time writer will destroy any chance of getting an agent or publisher if they self-publish first.” Why? Because in the highly unlikely event you ever manage to sell a manuscript and go on to make the bestseller list, your publisher will want to immediately cash in on any other, unpublished manuscripts you may have lying around—even manuscripts they themselves have previously rejected!

The price beyond gossip

It may seem like an author who’s made the decision to go indie shouldn’t care what mainstream publishers think, but there’s a price to pay beyond gossip. As luck (and again, consolidations) would have it, media megas who own the mainstream book publishing industry also own the majority of all media outlets in North America. It would be bad for business if their television, radio, Internet, newspaper and magazine divisions didn’t toe the company line with respect to indie authors. In other words, good luck getting your indie book reviewed in any major American magazine or newspaper, and have fun soliciting television and radio segment producers for interviews, too. Indie authors’ books are effectively blackballed from the mainstream entirely—regardless of the fact that mainstream publishers don’t want to buy them. It’s like having a jealous ex who dumps you, remarries, then threatens to break your kneecaps if he catches you dating someone else.

The media megas know the old bias against self-published authors doesn’t hold much water anymore, but they pretend otherwise to keep their future purchasing options open. Far more appalling is the fact that the same prejudice exists among writers as well. Author Lee Goldberg views all forms of self-publishing as “vanity” publishing. On his blog “A Writer’s Life,” he says, “The cold, hard, unpleasant truth is that there’s a good reason that most of these authors go to vanity presses…because their manuscripts are unsaleable, unreadable crap that no agent will represent and no editor will ever publish.” Okay, maybe we can understand how a mainstream-published author would take such a scathing view, but believe it or not, the same opinion is commonplace among unpublished writers too.

Bizarre Stockholm effect

One such aspiring author recently posted to a writers’ discussion board, “I believe that books that have been self-published should be excluded from major/national/international competitions for writing excellence among published books, that major media outlets should not review self-published books, and that self-published books should continue to be tagged in a specific way in on-line bookstores so that readers are aware of their provenance before they buy.” Many others chimed in on the thread to agree and offer their support of this view. It’s as if there’s some sort of bizarre Stockholm effect at work, in which writers not only accept the conditions of career captivity at the hands of the media megas, but have come to believe there’s some value inherent in those conditions. Can you imagine anyone seriously remarking to a friend, “Well, I’m just glad we’ve got the megaconglomerates deciding what movies and music get made. If it weren’t for the work of those fine people, we might be exposed to just any old thing!” More ludicrous still, can you imagine a filmmaker or musician saying it?

As a writer, I’ve had my share of tilting at media mega windmills. My novel “Adelaide Einstein” got a stack of glowing rejections from the big publishers’ editors, all of whom offered some variation on, “Of course I love it, but the American book-buying public doesn’t want comic fiction right now. Send me something darker.” So I wrote a dark comic mystery, “Snow Ball.” My agent didn’t like it and declined to go out with it at all. Life went on, and I forgot all about my novelist aspirations until last year, when I entered “Adelaide” in the Amazon Breakthrough Novel Award contest on a whim.

New York out of touch with readers

After accumulating a 4.75 star average out of a possible 5, across 36 Amazon customer reviews, I concluded New York editors don’t have any idea what the American book-buying public wants and made the decision to go indie. I published both novels independently, first in Amazon Kindle editions and then in trade paperbacks via CreateSpace, Amazon’s POD service. Customer reviews so far are overwhelmingly positive, and sales are respectable, at least for books that can’t get any mainstream editorial reviews and are largely being sold on word of mouth alone. Nevertheless, without mainstream media exposure I still face a long, uphill battle to attract readership.

With all I’ve learned about the current state of the industry and its likely future however, I’m convinced that an indie author movement is long overdue, and in fact inevitable. Apart from the boot they’ve got on the throat of mainstream media outlets, the megas don’t have much of a carrot to dangle in front of hungry writers anymore. They can’t promise a decent advance, promotion budget, career longevity, or even brick-and-mortar bookstore presence, and indie authors’ royalties run at least three times as high as their mainstream counterparts. As an added bonus, indies get to retain all rights to their work.

Indie group blossoming

Apparently, I’m not the only one who’s noticed that media mega publishers are no longer the only game in town. According to a Publishers Weekly report from October of last year, when mystery author Archer Mayor’s publisher dropped his backlist titles, Mayor started his own imprint and now publishes those books himself. At booktrade.info, independent publisher Darren Laws of the U.K.’s Caffeine Nights Press celebrates technology’s democratizing effect on the publishing world, and urges publishers and authors alike to make the most of these tools in a piece he concludes by saying, “Whether you are a large or small publisher or an author with a vested interest, you cannot simply ignore what is happening.” Terry Nathan, director of the Independent Book Publishers Association happily reports that over the past 15 years, his group’s membership roster has grown from 900 to 4,100.

These are encouraging signs, but indie authorship has yet to reach the critical mass that heralds a true movement. What’s needed now is enough quality work being independently produced to put the lie to the assumption that indie authors’ work is inferior to that of their mainstream counterparts. To help those numbers along, I’ve created a series of IndieAuthor how-to Guides for writers who would like to go indie but fear they lack the technical skills or knowledge to take advantage of all the tools available to them, and I’ve made all the Guides available for free on my Web site. I’m doing all I can to kindle this little spark of indie spirit into a fullblown bonfire, because as the movement fares, so fare we all: not just writers, but readers as well.

If you’re happy with what author and critic Janice Harayda calls “the Mitch Albom-ization of America,” move along—there’s nothing for you to see here. If not, support the indie author movement and pray it grows.

April Hamilton is a novelist based in Southern California. She runs a blog devoted to Indie publishing.. Reading samples from her 2 novels are available here.

 
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